The Registered Investment Adviser data set covers investment advisers who have filed SEC Form ADV electronically. This dataset contains identifying information about the investment adviser (State and SEC) Key data points include assets under management, the engaged auditor and private funds.
This dataset includes Registered Investment Advisers, Broker Dealers, Non-Profit Single Audits, ERISA, private fund’s gatekeepers, including: auditor of the fund, prime broker, administrator, custodians, and marketers.
Who Uses OIA:
Accounting Firms, Staffing Firms, Consultants, Regulators.
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